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Portfolio To Reach Your Goals

Helping a Family Diversify Their Portfolio and Reduce Their Risk from a Concentrated Single Stock Position

Members of a family inherited a concentrated stock position that they could not sell immediately without the consequence of a huge tax bill. Additionally, these family members needed the dividend income the stock was producing. 

Innovest creatively structured the position with embedded optionality around it and sought pricing structures from seven different banks. As a result of this solution, the family members received cash flow from the dividends, protected the stock price on the downside and saved nearly $1 million in fees. Further, the family members made money on the optionality on the back end and now had a diversified portfolio.